This course is part of the Regulatory Compliance Specialization

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Andrew Kandel +1 more instructor

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Regulatory Compliance SpecializationUniversity of Pennsylvania

About this Course

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Compliance isn’t only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations.  It’s also about the positive impact a robust and ethical compliance program can have on a business or organization.
In this course we will discuss why compliance is important – from the needs facing businesses in highly regulated industries to avoiding fines and penalties to preventing reputational and economic nightmares. We’ll examine real-world examples of compliance and governance failures and their impact, and consider strategies for avoiding similar situations in our own organizations. You’ll be able to think about risk management in new ways and apply strategies to manage it.

Flexible deadlines

Reset deadlines in accordance to your schedule.

Shareable Certificate

Earn a Certificate upon completion

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Course 1 of 4 in the

Regulatory Compliance Specialization

Approx. 10 hours to complete

English

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What you will learn

Define compliance within an industry setting
Describe the ways in which compliance affects any industry, company, or organization
Identify the reasons industries, companies, and organizations should engage in compliance
Examine the importance of compliance in supporting the financial, reputational, and functional aspects of an industry, company, or organization

Skills you will gain

Risk Management
Brand Management
Strategic Planning
Compliance

Flexible deadlines

Reset deadlines in accordance to your schedule.

Shareable Certificate

Earn a Certificate upon completion

100% online

Start instantly and learn at your own schedule.

Course 1 of 4 in the

Regulatory Compliance Specialization

Approx. 10 hours to complete

English

Could your company benefit from training employees on in-demand skills?

Try Coursera for Business

Instructors

Instructor rating

4.91/5 (290 Ratings)

Andrew Kandel
Top Instructor

Lecturer in Law

33,534 Learners

3 Courses

Lauren Steinfeld
Top Instructor

Lecturer in Law

43,468 Learners

4 Courses

Offered by

University of Pennsylvania

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Syllabus - What you will learn from this course

Content Rating97%(4,841 ratings)

Week1

Week 1

3 hours to complete

What is compliance?

3 hours to complete

8 videos (Total 36 min), 3 readings, 2 quizzes

8 videos

Welcome to the Course2mDefining Compliance5mMaking Rules "Stick"5mKnowing the Rules5mCase Study: Enron's Systemic Compliance Failures (Part 1)4mCase Study: Enron's Systemic Compliance Failures (Part 2)5mCase Studies: The "One Guy" Problem4mModule 1 Summary3m

3 readings

Pre-Course Survey (Optional)10mWhat Is Compliance?20mEnron Scandal: The Fall of a Wall Street Darling25m

2 practice exercises

Making Rules "Stick"30mModule 1 Quiz15m

Week2

Week 2

3 hours to complete

Why is Compliance Important?

3 hours to complete

6 videos (Total 23 min), 1 reading, 4 quizzes

6 videos

Obligations are Numerous, Pervasive and Varied4mThe Demands of a Settlement Agreement3mThe Board of Directors Has a Fiduciary Duty5mAvoiding Reputational Harm3mThe Indispensable and Positive Value of Compliance4mModule 2 Recap57s

1 reading

Avoiding Fines and Penalties45m

4 practice exercises

Is It a Financial Driver?30mThe Board of Directors' Duties30mThe Positive Values of Compliance30mModule 2 Quiz20m

Week3

Week 3

2 hours to complete

Compliance & Risk

2 hours to complete

5 videos (Total 17 min), 2 readings, 2 quizzes

Week4

Week 4

3 hours to complete

Developments in the Field of Compliance

3 hours to complete

3 videos (Total 14 min), 3 readings, 2 quizzes

Reviews

4.8

224 reviews

5 stars
87.01%
4 stars
10.88%
3 stars
1.14%
2 stars
0.19%
1 star
0.76%

TOP REVIEWS FROM WHAT IS COMPLIANCE?

by ALOct 30, 2019

Great way to begin understanding compliance at a basic level which leads into the other three courses in the specialization.

by BMApr 27, 2020

I got to have a better perspective of compliance and its role in the business environment. The instructors are well conversant and will enrich you.I would highly recommend this course.

by ABAug 25, 2020

This course is extremely important to the creation of an accountable culture in the economy and I feel it is highly worth taking. I am looking forward to the other 3 in the series.

by ADJan 21, 2020

Great breadth of knowledge covered in the course, offering a solid foundation for compliance. Very interesting and relevant examples across multiple industries to provide insight on compl

View all reviews

About the Regulatory Compliance Specialization

Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales.

This specialization will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications, and then closely examine two of the most important areas of compliance in today’s business climate: privacy compliance, and anti-corruption. The insights from this program will be applicable to a wide range of different types of organizations, from private companies to non-profits.

Frequently Asked Questions

When will I have access to the lectures and assignments?
Access to lectures and assignments depends on your type of enrollment. If you take a course in audit mode, you will be able to see most course materials for free. To access graded assignments and to earn a Certificate, you will need to purchase the Certificate experience, during or after your audit. If you don't see the audit option:
The course may not offer an audit option. You can try a Free Trial instead, or apply for Financial Aid.
The course may offer 'Full Course, No Certificate' instead. This option lets you see all course materials, submit required assessments, and get a final grade. This also means that you will not be able to purchase a Certificate experience.
What will I get if I subscribe to this Specialization?
When you enroll in the course, you get access to all of the courses in the Specialization, and you earn a certificate when you complete the work. Your electronic Certificate will be added to your Accomplishments page - from there, you can print your Certificate or add it to your LinkedIn profile. If you only want to read and view the course content, you can audit the course for free.
Is financial aid available?
Yes. In select learning programs, you can apply for financial aid or a scholarship if you can’t afford the enrollment fee. If fin aid or scholarship is available for your learning program selection, you’ll find a link to apply on the description page.

More questions? Visit the Learner Help Center.

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What is Compliance?

About this Course

What you will learn

Skills you will gain