This course is part of the FinTech: Finance Industry Transformation and Regulation Specialization

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stars
169 ratings

Garvin Percy DIAS +1 more instructor

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FinTech: Finance Industry Transformation and Regulation SpecializationThe Hong Kong University of Science and Technology

About this Course

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This course “FinTech Risk Management” help you understand risk management and corporate governance in finance industry with the disruption by FinTech and RegTech. You will become more confident to analyse and make recommendations to develop business strategies balancing the risks in operation, reputation and the stability of finance firms.
You will learn about new challenges of compliance with financial requirements and government regulations and how you can deal with these changes, strategies in analysing FinTech risk and how operation risks increase in finance industry in this changing environment. As tech firms are now becoming more like finance firms such as Alibaba, Apple, and Tencent etc., you will learn about the importance of IT compliance and assurance and practical skills in dealing with these changes.

Flexible deadlines

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Shareable Certificate

Earn a Certificate upon completion

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Coursera Labs

Includes hands on learning projects.

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Course 3 of 4 in the

FinTech: Finance Industry Transformation and Regulation Specialization

Beginner Level

Approx. 15 hours to complete

English

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Flexible deadlines

Reset deadlines in accordance to your schedule.

Shareable Certificate

Earn a Certificate upon completion

100% online

Start instantly and learn at your own schedule.

Coursera Labs

Includes hands on learning projects.

Learn more about Coursera Labs

Course 3 of 4 in the

FinTech: Finance Industry Transformation and Regulation Specialization

Beginner Level

Approx. 15 hours to complete

English

Could your company benefit from training employees on in-demand skills?

Try Coursera for Business

Instructors

Instructor rating

4.69/5 (40 Ratings)

Garvin Percy DIAS

Associate Professor of Business Education

Information Systems, Business Statistics and Operations Management Department

73,973 Learners

3 Courses

Theodore Henry King CLARK

Associate Professor

Information Systems, Business Statistics and Operations Management Department

59,210 Learners

8 Courses

Offered by

The Hong Kong University of Science and Technology

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Syllabus - What you will learn from this course

Week1

Week 1

3 hours to complete

Compliance with financial requirements & government regulations

3 hours to complete

9 videos (Total 99 min), 2 readings, 1 quiz

9 videos

1.1 Course & Week 1 Overview8m1.2 Finance Regulation & Compliance: Foundations & History (Part 1)11m1.3 Finance Regulation & Compliance: Foundations & History (Part 2)19m1.4 Financial Compliance Challenges11m1.5 Risks & Opportunities of Avoiding or Bypassing Regulations10m1.6 Compliance regarding Crypto and ICOs10m1.7 Security, Monitoring Compliance & Data Protection Policies11m1.8 Compliance to Tax & Control10m1.9 Week 1 Summary5m

2 readings

Course Outline10mAssignments & Grading10m

1 practice exercise

Week 1 Quiz20m

Week2

Week 2

3 hours to complete

FinTech Compliance with corporate governance: Objectives, guidelines,& policy

3 hours to complete

11 videos (Total 106 min), 1 reading, 2 quizzes

11 videos

2.1 Week 2 Overview3m2.2 Introduction to FinTech Risks11m2.3 FinTech Operational Risk Examples10m2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 19m2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 29m2.6 Risk Management & Fraud Avoidance11m2.7 Introduction to Risk Analysis9m2.8 Risk Management Process I8m2.9 Risk Management Process II9m2.10 Internal Controls11m2.11 Week 2 summary10m

1 reading

Risk Assessment Template10m

2 practice exercises

Practical exercise: Data breach internal controls30mWeek 2 Quiz20m

Week3

Week 3

2 hours to complete

IT Compliance & Assurance Part 1

2 hours to complete

10 videos (Total 95 min)

Week4

Week 4

2 hours to complete

IT Compliance & Assurance Part 2

2 hours to complete

11 videos (Total 107 min)

11 videos

4.1 Week 4 Overview6m4.2 Business Continuity Plan and Disaster Recovery10m4.3 Business Continuity Plan Step 1-28m4.4 Business Continuity Plan Step 211m4.5 Process of Business Impact Analysis6m4.6 Business Continuity Plan Step 3 Part 111m4.7 Business Continuity Plan Step 3 Part 29m4.8 Business Continuity Plan Step 411m4.9 Business Continuity Plan Step 5-710m4.10 Data Backup & Restoration Policy9m4.11 Week 4 Summary10m

1 practice exercise

Week 4 Quiz20m

Reviews

4.7

51 reviews

5 stars
77.64%
4 stars
16.47%
3 stars
3.52%
2 stars
0.58%
1 star
1.76%

TOP REVIEWS FROM FINTECH RISK MANAGEMENT

by SDJul 20, 2019

A quick guide to regulatory and IT risks related to fintech. Thanks to Prof Percy and Clark for putting together such good work.

by SKOct 21, 2018

Great course for Basel Regulatory consultants and banking C level leaders.

Thank you..

by DDAug 17, 2020

Very useful and very much needed for every one to have an in-depth knowledge about Fintech nad risk management professional

by AAFeb 6, 2023

Really good, I recommend a good coach and a unique method

View all reviews

About the FinTech: Finance Industry Transformation and Regulation Specialization

Objective

This Specialization is intended for finance professional who are seeking to develop skills and understanding of FinTech. Through these four courses, you will cover FinTech foundations and overview, FinTech security and regulation (RegTech), FinTech risk management and FinTech disruptive innovation: implications to society, which will prepare you to become more confident and persuasive in your ability to analyze and make decisions regarding how to react to these changes. Key Benefits You will earn a FinTech specialization certificate offered by the HKUST and Coursera after completing all four courses. You can add to your resume and Linkedin profile which can benefit to your career in finance industry. Also you will gain knowledge and insights in FinTech for your current and future career development in Finance industry. Who is this Specialization for? Everyone who is interested in FinTech and wants to learn more is welcome and will benefit from this course, and is useful for finance executives, government officers, entrepreneurs, consumers and investors of FinTech. To know more... Find out more and watch the FinTech specialization promotional video on Youtube. https://youtu.be/MmqNLp4iuZE

FinTech: Finance Industry Transformation and Regulation

Frequently Asked Questions

When will I have access to the lectures and assignments?
Access to lectures and assignments depends on your type of enrollment. If you take a course in audit mode, you will be able to see most course materials for free. To access graded assignments and to earn a Certificate, you will need to purchase the Certificate experience, during or after your audit. If you don't see the audit option:
The course may not offer an audit option. You can try a Free Trial instead, or apply for Financial Aid.
The course may offer 'Full Course, No Certificate' instead. This option lets you see all course materials, submit required assessments, and get a final grade. This also means that you will not be able to purchase a Certificate experience.
What will I get if I subscribe to this Specialization?
When you enroll in the course, you get access to all of the courses in the Specialization, and you earn a certificate when you complete the work. Your electronic Certificate will be added to your Accomplishments page - from there, you can print your Certificate or add it to your LinkedIn profile. If you only want to read and view the course content, you can audit the course for free.
Is financial aid available?
Yes. In select learning programs, you can apply for financial aid or a scholarship if you can’t afford the enrollment fee. If fin aid or scholarship is available for your learning program selection, you’ll find a link to apply on the description page.

More questions? Visit the Learner Help Center.

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